THE RULE OF LAW
Equality and the Law
The right to equality before the law, or equal protection of
the law as it is often phrased, is fundamental to any
just and democratic society. Whether rich or poor, ethnic
majority or religious minority, political ally of the
state or opponent--all are entitled to equal protection before
the law.
The democratic state cannot guarantee that life will treat
everyone equally, and it has no responsibility to do
so. However, writes constitutional law expert John P. Frank,
"Under no circumstances should the state impose
additional inequalities; it should be required to deal evenly and
equally with all of its people."
No one is above the law, which is, after all, the creation
of the people, not something imposed upon them.
The citizens of a democracy submit to the law because they
recognize that, however indirectly, they are
submitting to themselves as makers of the law. When laws are
established by the people who then have to obey
them, both law and democracy are served.
Due Process
In every society throughout history, Frank points out, those
who administer the criminal justice system hold
power with the potential for abuse and tyranny. In the name of
the state, individuals have been imprisoned, had
their property seized, and been tortured, exiled and executed
without legal justification--and often without any
formal charges ever being brought. No democratic society can
tolerate such abuses.
Every state must have the power to maintain order and punish
criminal acts, but the rules and procedures by
which the state enforces its laws must be public and explicit,
not secret, arbitrary, or subject to political
manipulation by the state.
What are the essential requirements of due process of law in a
democracy?
- No one's home can be broken into and searched by the
police without a court order showing that
there is good
cause for such a search. The midnight knock of the secret police
has no place in a democracy.
- No person shall be held under arrest without explicit,
written charges that specify the alleged violation.
Not
only are persons entitled to know the exact nature of the charge
against them, they also must be released
immediately, under the doctrine known as habeas corpus, if the
court finds that the charge is without justification
or the arrest is invalid.
- Persons charged with crimes should not be held for
protracted periods in prison. They are entitled to a
speedy and public trial, and to confront and question their
accusers.
- The authorities are required to grant bail, or
conditional release, to the accused pending trial if there is
little
likelihood that the suspect will flee or commit other crimes.
"Cruel and unusual" punishment, as determined by
the traditions and laws of the society, is prohibited.
- Persons cannot be compelled to be witnesses against
themselves. This prohibition against involuntary
self-
incrimination must be absolute. As a corollary, the police may
not use torture or physical or psychological abuse
against suspects under any circumstances. A legal system that
bans forced confessions immediately reduces the
incentives of the police to use torture, threats, or other forms
of abuse to obtain information, since the court will
not allow such information to be placed into evidence at the time
of trial.
- Persons shall not be subject to double jeopardy; that
is, they cannot be charged with the same crime
twice.
Any person tried by a court and found not guilty can never be
charged with that same crime again.
- Because of their potential for abuse by the authorities,
so-called ex post facto laws are also proscribed.
These
are laws made after the fact so that someone can be charged with
a crime even though the act was not illegal at
the time it occurred.
- Defendants may possess additional protections against
coercive acts by the state. In the United States,
for
example, the accused have a right to a lawyer who represents them
in all stages of a criminal proceeding, even if
they cannot pay for such legal representation themselves. The
police must also inform suspects of their rights at
the time of their arrest, including the right to an attorney and
the right to remain silent (to avoid self-
incrimination).
A common tactic of tyranny is to charge opponents of the
government with treason. For this reason, the
crime of treason must be carefully limited in definition so that
it cannot be used as a weapon to stifle criticism of
the government.
None of these restrictions means that the state lacks the
necessary power to enforce the law and punish
offenders. On the contrary, the criminal justice system in a
democratic society will be effective to the degree
that its administration is judged by the population to be fair
and protective of individual rights, as well as of the
public interest.
Judges may be either appointed or elected to office, and
hold office for specified terms or for life. However
they are chosen, it is vital that they be independent of the
nation's political authority to ensure their impartiality.
Judges cannot be removed for trivial or merely political reasons,
but only for serious crimes or misdeeds--and
then only through a formal procedure, such as impeachment (the
bringing of charges) and trial in the
legislature.
Constitutions
The rock upon which a democratic government rests is its
constitution--the formal statement of its
fundamental obligations, limitations, procedures, and
institutions. The constitution of the country is the supreme
law of the land, and all citizens, prime ministers to peasants
alike, are subject to its provisions. At a minimum,
the constitution, which is usually codified in a single written
document, establishes the authority of the national
government, provides guarantees for fundamental human rights, and
sets forth the government's basic operating
procedures.
Despite their enduring, monumental qualities, constitutions
must be capable of change and adaptation if they
are to be more than admirable fossils. The world's oldest
written constitution, that of the United States, consists
of seven brief articles and 27 amendments. This written
document, however, is only the foundation for a vast
structure of judicial decisions, statutes, presidential actions,
and traditional practices that has been erected over
the past 200 years--and kept the U.S. Constitution alive and
relevant.
This pattern of constitutional evolution takes place in
every democracy. In general, there are two schools of
thought about the process of amending, or changing, a nation's
constitution. One is to adopt a difficult
procedure, requiring many steps and large majorities. As a
result, the constitution is changed infrequently, and
then only for compelling reasons that receive substantial public
support. This is the model of the United States,
whose Constitution is a brief statement of the general
principles, powers, and limits of government, together with
a more specific listing of duties, procedures, and, in the Bill
of Rights, the fundamental rights of individual
citizens.
A much simpler method of amendment, which many nations use,
is to provide that any amendment may be
adopted by approval of the legislature and passed by the voters
at the next election. Constitutions able to be
changed in this fashion can be quite lengthy, with specific
provisions that differ little from the general body of
legislation.
No constitution like America's, written in the 18th century,
could have survived unchanged into the late 20th
century. Similarly, no constitution in force today will survive
into the next century without the capacity for
change--while still holding fast to principles of individual
rights, due process, and government through the
consent of the governed.
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